The Australian Securities & Investments Commission (ASIC) has announced the publication of internal dispute resolution (IDR) reporting documents for a pilot project with registered companies for the second half of 2021. The goal of the pilot project is to streamline the IDR process across ASIC registered firms and the Australian Financial Complaints Authority (AFCA), which is tasked
Why Should You Register Your Company?
- You can protect the interests of customers.
- Show that you are transparent and fair.
- Minimize your reputational risk.
- Required for Investment Companies
What British Financial Commission Does?
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Scammers target over £2 million in pension pots in the last five months
We are urging anyone saving for their retirement to ‘flip the context’ and protect their savings. We want those saving for their retirement to ‘flip the context’ when approached with pension offers, by imagining the same offer in person, in an everyday, offline setting like a trip to the shops or an afternoon in the
ASIC Extends Temporary Relief for Foreign Brokers to 2023
The Australian Securities and Investments Commission (ASIC) announced this month that it is extending the temporary relief put in place for foreign financial service providers (FFSPs) that would otherwise be required to submit an application for a local Australian license. Such firms can now continue to operate in Australia until March 31, 2023. The Australian regulator indicated